好好學習．天天向上

Securities Investment

Announcement

人不作出犧牲，便得不到任何收穫；
如果要得到好成績，就必須付出同等代價。
這一點，就是學術的基本原則 ── 等價交換。
我們深信這就是 FIN003 的真理。

• Class timetable
  - Wed 3:00-4:50pm @NAB111 (updated on 28 Jan 2008)
  - Thu 11:30-12:20pm @NAB106
• Announcement or Discussion

General Information

• Syllabus [pdf]
• Course Schedule [pdf]
• Basic Rules

Lecture Materials

• Ch01
• Ch02
• Ch03
• Ch04
• Ch12
• Ch13
• Ch14
• Ch05
• Ch06
• Ch08 (Optional Topic)
• Ch09 (Optional Topic)

Individual Project

Students are reminded to submit the individual project on time. Late submission would lead to a 20% mark deduction per calendar day.

• Project manual [pdf]
• Due Date: 14 May 2008 Wed

Tests

• Test1: Ch01-Ch04, Ch12 30MC 40mins 10% on 3 Apr 2008 Thu
• Test2: Ch13-Ch14 25MC 40mins 10% on 24  Apr 2008 Thu

Examination

• 7 May 2008 Thu 14:00-16:00 @Gymnasium
• 2hrs written exam
• 40 MC 40mk
• 4/5LQ 60mk
• Total 100mk

Assessment

• Examination: 50%
• Test 1 + Test 2: 20%
• Individual Project: 20%
• Attendance and Class Participation: 10%

Self-Assessment Quiz

• Ch01
• Ch02
• Ch03
• Ch04
• Ch05
• Ch06
• Ch08 (Optional Topic)
• Ch09 (Optional Topic)
• Ch12
• Ch13
• Ch14

Tutorial Questions

• Tutorials [pdf]
• Suggested solutions will only be distributed in class

Supplementary Information

• Formula Sheet (V3) that will be provided in the exam
• English-Chinese Glossary of Securities, Futures and Financial Terms (3rd ed) by SFC
• Ch02
• Hang Seng Index pdf [Cedition][Eedition]
• Hang Seng Index total return (reinvest dividen) pdf [Cedition][Eedition]
• Hang Seng Index constituents weighting xls [Cedition][Eedition]
• Hang Seng Index Historical Chart 1964-2004 gif [Cedition][Eedition]
• Sample dividen announcement (011 Hang Seng Bank) pdf [Cedition][Eedition]
• Ch03
• Trading Cost example (from Hang Seng Bank) pdf [Cedition][Eedition]
• Ch04
• Sample Fund Fact Sheet (ValuePartners Class Fund) [pdf]
• Ch12
• Japan Nikkei Stock Average Index (1984-2006) [gif]
• Japanese Yen exchange rates (1949-2005) [doc]
• CLP 2006 Annual Results pdf [Cedition][Eedition] (examples for industry analysis)
• CLP 2006 Annual Results Summary [pdf] (examples for industry analysis)
• Ch13
• Ch14
• CLP 2005 Profit and Loss Account (Income Statement) pdf [Cedition][Eedition]
• CLP 2005 Balance Sheet pdf [Cedition][Eedition]
• CLP 2006 Cash Flow Statement pdf [Cedition][Eedition]

On-line Resources

• Text book
• Essentials of Investments 6ed
• Essentials of Investments 7ed
• Ch01
• HK Exchange and Clearing Ltd (388) 香港交易所
• HK Institute of Bankers 香港銀行學會
• HK Monetary Authority (HKMA) 香港金融管理局 (金管局)
• HK Securities Institute 香港證券專業學會
• Securities and Futures Commission (SFC) 證券及期貨事務監察委員會 (證監會)
• Ch02
• Hang Seng Index Services Ltd 恆指服務有限公司
• Ch04
• HK Investment Funds Association (HKIFA) 香港投資基金公會
• Morningstar (Mutual Funds information)
• Morningstar Asia (HK) (Mutual Funds information)
• Closed-end Fund vs Exchange Traded Fund (ETF)
• Exchange Traded Funds (ETF) in HK
• Ch09 + Ch10
• Bond Price Quotation from HKMA
• Ch12
• Economic Calendar (US) at Yahoo!
• Ch13
• Ch14
• Understanding Income Statements (by Ameritrade Financial Services)
• Income Statement Analysis (by Ameritrade Financial Services)
• Understanding Balance Sheets (by Ameritrade Financial Services)
• Balance Sheet Analysis (by Ameritrade Financial Services)
• Calculating Profitability Ratios (by Ameritrade Financial Services)
• Book Value (by Invest FAQ)
• Stock Price Quote and Financial News
• AAStocks 阿斯達克財經網
• Bloomberg 彭博新聞
• CyberQuote (HK) Ltd (info about MetaStock)
• e-finet 財華網 (P/E & Yield searching)
• ETNet 經濟通 (Company Profile, Income Statement, Balance Sheet, Dividend Announcement and Profit Estimation)
• MP Investor Club 明報理財會 (free tools for portfolio management)
• Quamnet 華富財經
• Yahoo! Finance (HK) 雅虎香港財經 (Hang Seng Index historical data)
• Others
• Investopedia Dictionary (Investing Education)
• HK Institute of Investors (HKII) 香港投資者學會
• Ameritrade Financial Service Education Center
• Tanrich Financial Group 敦沛期匯通
• Financial Calculator (by ING)
• Webb-site by David M. Webb
• China-Hong Kong Investment Simulation Competition 2006-2007 中港模擬投資比賽

Reference Readings

• The Richest Man in Babylon 巴比倫最富有的人 (460KB)

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